SEC's push for accurate records continues

Goldman Sachs will pay the Securities and Exchange Commission $6m to resolve charges that the investment bank provided incomplete information on securities trades, known as blue-sheet data, the agency announced on 22 September.

The SEC said that over a roughly 10-year period, Goldman made more than 22,000 deficient blue-sheet submissions to the SEC that implicated at least 163 million securities transactions.

Goldman Sachs hit with $6m fine over recordkeeping breaches

Chris Matthews

Goldman Sachs

Financial Regulation

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Milbank hires private equity M&A rising star in Germany

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Coutts hires ex-JPMorgan banker James Todd as next private client boss

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Todd replaces Camilla Stowell who left the NatWest-owned wealth in January

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The private-equity firm’s profit rose amid what its executives called the best environment for selling assets in years.

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Big stock awards have grown much bigger for the chief executives of Palantir and Broadcom, driven by dramatic market gains and, in some cases, complex multipliers.

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The appointment rewards the executive who led the bank back from a scandal involving the creation of millions of fake customer accounts.

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